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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-11 |
| LA | RA | APPROVED | 2026-02-18 |
| NC | RA | APPROVED | 2025-12-08 |
| IL | RA | APPROVED | 2025-12-05 |
| MD | RA | APPROVED | 2025-12-05 |
| WV | RA | APPROVED | 2025-12-05 |
| GA | RA | APPROVED | 2025-12-04 |
| MI | RA | APPROVED | 2025-12-04 |
| WI | RA | APPROVED | 2025-12-04 |
| FL | RA | APPROVED | 2025-12-03 |
| NV | RA | APPROVED | 2025-12-03 |
| NJ | RA | APPROVED | 2025-12-03 |
| TX | RA | APPROVED_RES | 2025-12-03 |
| CA | RA | APPROVED | 2025-12-02 |
| CT | RA | APPROVED | 2025-12-02 |
| NY | RA | APPROVED | 2025-12-02 |
| PA | RA | APPROVED | 2025-12-02 |
Branch Locations
1301 Avenue Of The Americas, 2Nd Floor, New York, NY 10019 • United States
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-02 |
Branch Locations
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
1301 Avenue Of The Americas 2Nd Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | New York | NY | 03/2016 | 01/2017 |
| Jpmorgan Chase Bank | New York | NY | 03/2016 | 01/2017 |
| Winick Productions | New York | NY | 06/2014 | 07/2019 |
| Telstar Home Entertainment | Briarcliff Manor | NY | 01/2017 | 04/2018 |
| Transamerica Retirement Solutions | Yonkers | NY | 04/2018 | 09/2019 |
| Transamerica Investor Securities Corporation | Yonkers | NY | 04/2018 | 09/2019 |
| Signature Securities Group Corp./Signature Bank | New York | NY | 09/2019 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | 12/2025 |
| Citizens Bank | New York | NY | 12/2025 | Present |
| Citizens Securities, Inc. | New York | NY | 12/2025 | Present |
| Citizens Private Wealth | New York | NY | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-11 |
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