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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-10-18 |
| TN | RA | APPROVED | 2009-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 07/2009 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 09/2015 | Present |
| Bank Of America, N.A. | Nashville | TN | 09/2015 | Present |
I*97180 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOUSE INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NASHVILLE, TENNESSEE 37211 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/15/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL HOUSE. I*399224, Entity Type: Entity For Profit, Name of OBA: IMCA Investment Management Consultants Association, Address: Greenwood, Colorado 80111, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 05/12/2016, No Hours: 12, No Hours during trading: 12, Duties: IMCA manages the CIMA and CPWA professional designations. I have been asked to write initial test questions for candidates sitting for the CPWA examination to complete their designation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-28 |
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