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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-07
  • TX RA
    APPROVED
    Since 2021-04-07

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clearbridge Investments New York NY 08/2014 Present
Legg Mason & Co Tomball TX 08/2014 07/2021
Franklin Distributors Llc Baltimore MD 08/2014 Present
  • 08/2014 → Present
    Clearbridge Investments
    New York, NY
  • 08/2014 → 07/2021
    Legg Mason & Co
    Tomball, TX
  • 08/2014 → Present
    Franklin Distributors Llc
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-28
  • S66 Uniform Combined State Law Examination
    2008-07-28

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