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Kimberly Hathaway Goble

Raymond James & Associates, Inc.

Memphis, TN

Cordova, TN

CRD 5547074

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-01-10
  • TN RA
    APPROVED
    Since 2013-01-10

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Cordova, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Memphis TN 12/2012 Present
  • 12/2012 → Present
    Raymond James And Associates
    Memphis, TN
Previous Registrations
Other Businesses

(1)Name of Business: Finance committee at Christ the King Lutheran Church Address: 5296 Park Ave, Memphis, TN, 38119, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: When the church & school prepare the Budget for 2026, I will be on the committee to help make sure that the numbers seem reasonable and there aren't any glaring errors/issues. I'm just one more person looking at what will be presented to the Planning Committee at the church. There are CPAs and others along side of me. The Treasurer of the church is head of this committee and a retired CPA (CFO or Auto Zone) - this is NOT about investments in any way.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-22
  • S66 Uniform Combined State Law Examination
    2008-12-22
Other Names
  • Kimberly Hathaway Goble
  • Kimberly Sue Hathaway
  • Kim Sue Hathaway
  • Kim Hathaway Goble

View on SEC IAPD

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