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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-05-16
IL RA APPROVED 2023-07-17
IN RA APPROVED 2019-12-05
KY RA APPROVED 2019-12-05
PA RA APPROVED 2019-12-05
FL RA APPROVED 2019-02-06
MI RA APPROVED 2018-08-27
OH RA APPROVED 2011-08-31
  • WV RA
    APPROVED
    Since 2024-05-16
  • IL RA
    APPROVED
    Since 2023-07-17
  • IN RA
    APPROVED
    Since 2019-12-05
  • KY RA
    APPROVED
    Since 2019-12-05
  • PA RA
    APPROVED
    Since 2019-12-05
  • FL RA
    APPROVED
    Since 2019-02-06
  • MI RA
    APPROVED
    Since 2018-08-27
  • OH RA
    APPROVED
    Since 2011-08-31

Branch Locations

8050 North High Street Suite 130, Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Columbus OH 08/2011 Present
Agia Houston TX 12/2022 Present
  • 08/2011 → Present
    Valic Financial Advisors
    Columbus, OH
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2008-09-02 → 2011-02-02
    Springboro, OH
    Kettering, OH
    St Louis, MO
    Centerville, OH
    Centerville, OH
Other Businesses

NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/14/1999 ADDRESS: 3413 Dahlia Dr, Dayton OH 45449, United States DESCRIPTION: Notarize documents as a courtesy or on a pro bono basis. No longer offering the service to clients. WEST CARROLLTON EDUCATION FOUNDATION POSITION: Board of Trustees President NATURE: West Carrollton Education Foundation (WCEF) awards grants to teachers to fund initiatives not covered by the school district; recognizes teachers for excellence in education, and community members for service to the West Carrollton School District. It raises funds to support the items listed. WCEF is independent of the School District. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1999 ADDRESS: 430 E Pease Ave, West Carrollton OH 45449, United States DESCRIPTION: I have authority to act on behalf of the Foundation with regard to financial matters only with the approval of a majority of the board of trustees. I receive copies of financial reports from The Dayton Foundation who manages all investments. I facilitate board meetings and interactions with The Dayton Foundation. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14
Other Names
  • Carrie Josephine Watkins
  • Carrie Cummings
  • Carrie Watkins Cummings

View on SEC IAPD

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