Nicholas Guy Wiedrich

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Lpl Financial, Llc
  Bismarck, ND
• 10/2015 → 04/2018
  Level Four Advisory Services
  Bismarck, ND
• 04/2018 → Present
  Independent Advisor Alliance, Llc
  Bismarck, ND

Previous Registrations

• 2015-11-02 → 2018-04-05
  Level Four Advisory Services
  Bismarck, ND
  Dallas, TX
• 2008-09-24 → 2015-10-22
  Thrivent Investment Management Inc.
  Hazen, ND
  Loveland, CO
  Bismarck, ND
  Bismark, ND

Other Businesses

1) 10/22/2015: North Point Financial Planners - DBA for LPL Business (entity for LPL business) - Investment Related - 4401 Coleman Street, Ste 103, Bismarck, ND 58503 - Start 10/30/2015 - 100% Time Spent 2) 02/20/2016: LTCi Partners - Non-Variable Insurance - Investment Related - 4401 Coleman St., Suite 103, Bismarck, ND 58503 - Started 02/22/2016 - 5 Hr/Mo; 0 Hours During Securities Trading - Wealth Advisor, Create financial plans for individuals and businesses 3) 08/11/2016: Blue Cross Blue Shield of North Dakota - Non-Variable Insurance - Investment Related - 4401 Coleman St., Suite 103 Bismarck, ND 58503 & 104 12th Ave NW Hazen, ND 58545 - Started 08/12/2016 - 5 Hr/Mo; 1 Hour During Securities Trading - licensed agent 4) 4/25/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/02/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through, an independent investment advisor firm. I started this business activity on 4/25/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 9/30/2021 - Griswold Holdings - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/06/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 6) 12/06/2021 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Wealth Advisor - Start Date: 11/23/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 7)12/29/2025 - L4 Ventures, LLC - 3400 Heartwood Dr. SE, Mandan, ND 58554 - <1% of time spent during trading hours - Real estate

Exams

• S66 Uniform Combined State Law Examination
  2008-09-02