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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-09-08 |
Branch Locations
300 Madison Ave., Floor 28, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Florham Park | NJ | 05/2013 | 04/2019 |
| Montgomery Wealth Management, Llc. | Morristown | NJ | 04/2019 | 09/2021 |
| Raymond James Financial Services, Inc. | Morristown | NJ | 06/2021 | 11/2021 |
| F3 Logic, Llc | Homdel | NJ | 09/2021 | 05/2023 |
| F3 Logic, Llc | Burnsville | MN | 09/2021 | 05/2023 |
| Gallagher Fiduciary Advisors, Llc | New York | NY | 06/2023 | Present |
| Triad Advisors | Norcross | GA | 07/2023 | 08/2024 |
| Osaic Wealth, Inc. | Richmond | VA | 08/2024 | Present |
1. Gallagher Fiduciary Advisors,LLC;investment related;2850 Golf Road,Rolling Meadows,IL 60008;llc;head of business development;6/19/2023;160 hrs/month;130 hrs during trading;business development and recruiting 2. GALLAGHER FIDUCIARY ADVISORS, LLC POSITION: VP of Business Development NATURE: RIA, - LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2022 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: oversight of day-to-day sales team and business operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-04 |
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