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Veronica Ann Zamora

Stifel, Nicolaus & Company, Incorporated

Pasadena, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-06
  • CA RA
    APPROVED
    Since 2025-08-06

Branch Locations

Gateway Plaza, 300 North Lake Avenue Suite 900, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Pasadena CA 06/2008 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 08/2018
Stifel Nicolaus & Co Inc Pasadena CA 08/2018 05/2023
Wells Fargo Clearing Services, Llc Pasadena CA 05/2023 07/2025
Stifel Nicolaus & Co Inc Pasadena CA 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-07
  • S66 Uniform Combined State Law Examination
    2013-08-07
Other Names
  • Veronica Zamora

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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