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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-16
  • NJ RA
    APPROVED
    Since 2025-01-16

Branch Locations

30 Montgomery Street Suite 1201, Jersey City, NJ 07302 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Standard Financial Company Staten Island NY 10/2014 07/2017
National Securities Corp Jersey City NJ 07/2018 09/2019
First Standard Financial Company Llc Staten Island NY 06/2018 07/2018
Popular Motors Newark NJ 07/2017 07/2018
Arete Wealth Management Chicago IL 12/2024 Present
Ocean Capital Iselin NJ 10/2019 Present
Hudsonpoint Jersey City NJ 07/2018 Present
Arete Wealth Advisors Chicago IL 01/2025 Present
  • 10/2014 → 07/2017
    First Standard Financial Company
    Staten Island, NY
  • 07/2018 → 09/2019
    National Securities Corp
    Jersey City, NJ
  • 06/2018 → 07/2018
    First Standard Financial Company Llc
    Staten Island, NY
  • 07/2017 → 07/2018
    Popular Motors
    Newark, NJ
  • 12/2024 → Present
    Arete Wealth Management
    Chicago, IL
  • 10/2019 → Present
    Ocean Capital
    Iselin, NJ
  • 07/2018 → Present
    Hudsonpoint
    Jersey City, NJ
  • 01/2025 → Present
    Arete Wealth Advisors
    Chicago, IL
Other Businesses

HUDSON POINT CAPITAL, INVESTMENT RELATED, DBA, INVESTMENT, REGISTERED REP, START DATE 07/2018, 160 HOURS/MONTH DURING TRADING HOURS, INVESTMENTS...

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
S63 Uniform Securities Agent State Law Examination 2008-08-05
  • S66 Uniform Combined State Law Examination
    2024-11-22
  • S63 Uniform Securities Agent State Law Examination
    2008-08-05
Other Names
  • Dean Roberts

View on SEC IAPD

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