Best Investors Account Sign in

Robert John Lee

Osaic Institutions, Inc.

New York, NY

Claim This Profile
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-01
  • NY RA
    APPROVED
    Since 2022-09-01

Branch Locations

85 Broad Street 10Th Floo, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 11/2015 03/2018
Popular Bank New York NY 03/2018 Present
Infinex Investments, Inc. Meriden CT 03/2018 Present
  • 11/2015 → 03/2018
    Citigroup
    New York, NY
  • 03/2018 → Present
    Popular Bank
    New York, NY
  • 03/2018 → Present
    Infinex Investments, Inc.
    Meriden, CT
Other Businesses

1.) Popular Bank. Banking. Started in March 2018. Private Banker. New York, NY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-31
S63 Uniform Securities Agent State Law Examination 2009-12-17
  • S66 Uniform Combined State Law Examination
    2022-08-31
  • S63 Uniform Securities Agent State Law Examination
    2009-12-17
Other Names
  • Robert Lee

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor