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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-10 |
| FL | RA | APPROVED | 2023-06-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co. | St. Paul | MN | 06/2008 | 08/2023 |
| Securian Financial Services | St. Paul | MN | 06/2008 | 08/2023 |
| Byu | Provo | UT | 05/2007 | 11/2022 |
| Evershore Financial Group | Orlando | FL | 04/2011 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. AETNA POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/31/2009 ADDRESS: , Hartford CT , United States DESCRIPTION: Independent Contractor 2. AFLAC POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2009 ADDRESS: , Columbus GA , United States DESCRIPTION: Independent Contractor 3. BLUE CROSS BLUE SHIELD POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2013 ADDRESS: , Orlando FL , United States DESCRIPTION: Agent/Broker 4. EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Agent/Broker 5. HUMANA POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2010 ADDRESS: , Louisville KY , United States DESCRIPTION: Agent/Broker 6. LDS PHILANTHROPIES POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2015 ADDRESS: , Orlando FL , United States DESCRIPTION: Advisory Board 7. SUN LIFE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2016 ADDRESS: , Wellesley HIlls MA , United States DESCRIPTION: Agent/Broker 8. UNITED HEALTH CARE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2009 ADDRESS: , Hartford WI , United States DESCRIPTION: Independent Contractor; 9. NAME OF OTHER BUSINESS: BYU ALUMNI ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 224 GORDON B. HINCKLEY ALUMNI AND VISITORS CENTER, PROVO, UT 84604; NATURE OF BUSINESS: BOARD; START: 8/2024; POSITION/TITLE/RELATIONSHIP: CHAPTER PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; DUTIES: ORGANIZE ACTIVITIES AND THE ORLANDO CHAPTER BOARD FOR EVENTS; 10. NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2011, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-23 |
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