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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-10
  • CA RA
    APPROVED
    Since 2020-06-10

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

8380 Miramar Mall, Suite 221, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed San Diego CA 09/2016 01/2017
Planmember Securities Corporation Carpinteria CA 01/2017 Present
Degrazier & Associates San Diego CA 01/2017 Present
  • 09/2016 → 01/2017
    Unemployed
    San Diego, CA
  • 01/2017 → Present
    Carpinteria, CA
  • 01/2017 → Present
    Degrazier & Associates
    San Diego, CA
Other Businesses

1) DeGrazier & Associates-8350 Miramar Mall, Suite 221, San Diego, CA 92121;Investment related; Securities & insurance sales & svcs; Sales rep; start date 1/2017; 200 hrs/mnth; 173 hrs/mnth during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-10
S63 Uniform Securities Agent State Law Examination 2017-03-23
  • S65 Uniform Investment Adviser Law Examination
    2020-06-10
  • S63 Uniform Securities Agent State Law Examination
    2017-03-23

View on SEC IAPD

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