Bradley Shane Davis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Lpl Financial Llc
  Peoria, IL

Previous Registrations

• 2012-11-30 → 2014-04-10
  J.P. Morgan Securities Llc
  Peoria, IL
  Peoria, IL
  Peoria, IL

Other Businesses

(1) 11/23/2015: Investment Strategists at Better Banks - Investment Related - 6915 North Knoxville Ave, Peoria, IL 61614 - DBA for LPL Business (entity for LPL business) - Start 11/23/2015 - 160 Hours Per Month/7 Hours During Securities Trading. (2) 5/6/2019 - Investment Strategists Special Needs Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/23/2019 - 20 Hours Per Month/15 Hours During Securities Trading. (3) 11/21/2022 - WestPoint Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 09/15/2022 - 2 Hours Per Month/2 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-11-28
• S63 Uniform Securities Agent State Law Examination
  2009-12-02