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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
350 Essjay Road Suite 300, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2008 | Present |
1 St. Gregory the Great Parish 200 St. Gregory Court Williamsville, New York 14221 :Not For Profit, Finance Council (Committee) Member, Start 9-1-2015, 2 hours per month, 0 hours during securities trading hours 2 Board Member 5% owner of Prosrix Inc., 304 Gull Landing Buffalo NY 14202, Prosurix is a marketing and authentication platform utilizing NFC (near field communication) chips and a patented algorithm to authenticate and market wine and spirits. Start 3/11/2019, 5 hours a month, 0 hours during securities trading hours, 0 Comp, 3. Administrator or executor of an estate or trustee of a trust for a non-family or family member (spouse).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-21 |
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