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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-17
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-08-17
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3930 W. Congress Street, Lafayette, LA 70506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Lafayette LA 05/2009 08/2017
J.P. Morgan Securities Llc Carencro LA 10/2012 Present
Jpmorgan Chase Bank, N.A. Lafayette LA 08/2017 Present
  • 05/2009 → 08/2017
    Jp Morgan Chase Bank Na
    Lafayette, LA
  • 10/2012 → Present
    Carencro, LA
  • 08/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Lafayette, LA
Previous Registrations
  • 2009-06-26 → 2012-10-01
    Chase Investment Services Corp.
    Lafayette, LA
    Port Barre, LA
    Scott, LA
    Carencro, LA
    Lafayette, LA
    Lafayette, LA
  • 2008-09-12 → 2009-03-11
    Stanford Group Company
    Baton Rouge, LA
    Lafayette, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-11
  • S66 Uniform Combined State Law Examination
    2008-09-11
Designations

View on SEC IAPD

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