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Robert John Rosenthal

Morgan Stanley

Deerfield, IL

Chicago, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-11-24
TX RA APPROVED 2017-11-24
  • IL RA
    APPROVED
    Since 2017-11-24
  • TX RA
    APPROVED
    Since 2017-11-24

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 06/2014 05/2017
Morgan Stanley Chicago IL 11/2017 Present
Self Employed Buffalo Grove IL 05/2017 11/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-10
S63 Uniform Securities Agent State Law Examination 2008-09-18
  • S66 Uniform Combined State Law Examination
    2016-06-10
  • S63 Uniform Securities Agent State Law Examination
    2008-09-18
Other Names
  • Robert J Rosenthal

View on SEC IAPD

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Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL
PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

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