Jonathan Christopher Flood

Employer firm

Lazard Asset Management LLC CRD 122836

$121B regulatory AUM 57 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 04/2021
  Neuberger Berman Llc
  New York, NY
• 07/2021 → Present
  Lazard Asset Management Llc
  New York, NY
• 07/2021 → Present
  Lazard Asset Management Securities Llc
  New York, NY

Previous Registrations

• 2014-05-27 → 2021-05-04
  Neuberger Berman Bd Llc
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-22
• S63 Uniform Securities Agent State Law Examination
  2011-01-10

Other Names

• Jon Flood
• Jonathan Flood