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Jonathan Christopher Flood

Lazard Asset Management LLC

New York, NY

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Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-29
  • TX RA
    APPROVED_RES
    Since 2021-07-29

Branch Locations

30 Rockefeller Plaza, New York, NY 10112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 02/2014 04/2021
Lazard Asset Management Llc New York NY 07/2021 Present
Lazard Asset Management Securities Llc New York NY 07/2021 Present
  • 02/2014 → 04/2021
    Neuberger Berman Llc
    New York, NY
  • 07/2021 → Present
    New York, NY
  • 07/2021 → Present
    Lazard Asset Management Securities Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-22
S63 Uniform Securities Agent State Law Examination 2011-01-10
  • S65 Uniform Investment Adviser Law Examination
    2014-05-22
  • S63 Uniform Securities Agent State Law Examination
    2011-01-10
Other Names
  • Jon Flood
  • Jonathan Flood

View on SEC IAPD

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