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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-13 |
Branch Locations
4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Carlsbad | CA | 01/2016 | 02/2022 |
| A.C.N., Inc | Oceanside | CA | 10/2011 | 12/2020 |
| Edward Jones | St Louis | MO | 03/2024 | 09/2025 |
| Bowtiedj Events | Oceanside | CA | 08/2016 | Present |
| City National Bank | Oceanside | CA | 02/2022 | 03/2024 |
| Lpl Enterprise Llc | San Diego | CA | 10/2025 | Present |
1) 10/02/2025 - Archievhal Alvarado N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Oceanside, CA - INV REL - start date 09/30/2025 - 160 hrs/mth | 160 hrs during trading. 2) 10/02/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Oceanside, CA - INV REL - start date 09/30/2025 - 160 hrs/mth | 160 hrs during trading. 3) 10/02/2025 - Sunset Alvarado Enterprises Bow Tie DJ Events - Artist/ Musician - Oceanside, CA - NOT INV REL - start date 08/01/2016 - 16 hrs/mth | 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-24 |
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