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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-04-22
TX RA APPROVED 2022-04-22
  • SC RA
    APPROVED
    Since 2022-04-22
  • TX RA
    APPROVED
    Since 2022-04-22

Branch Locations

1441 Main Street Suite 806, Columbia, SC 29201 • United States

1441 Main Street Suite 806, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Columbia SC 05/2008 04/2022
Wells Fargo Advisors Llc Camden SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Camden SC 11/2016 04/2022
Raymond James Financial Services, Inc. Columbia SC 04/2022 Present
Raymond James Financial Services Advisors, Inc. Columbia SC 04/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: 2SR's Family Enterprises, LLC Address: 1441 Main St Ste 806, Columbia, SC, 29201-2848, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/18/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: This is my company that contracts with Vision Wealth Group . I am now a 1099 contractor working through this company. (2)Name of Business: Vision Wealth Advisors LLC Address: 1441 Main St Ste 806, Columbia, SC, 29201-2848, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/22/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-08
S63 Uniform Securities Agent State Law Examination 2008-07-25
  • S65 Uniform Investment Adviser Law Examination
    2008-08-08
  • S63 Uniform Securities Agent State Law Examination
    2008-07-25
Other Names
  • Christopher Roberts
  • C. Shawn Roberts
  • Christopher Shawn Roberts
  • Christopher S Roberts
  • Shawn Roberts

View on SEC IAPD

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