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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-03 |
Branch Locations
66 Hudson Boulevard East, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clear Brook Advisors, Inc. | New York | NY | 04/2009 | 09/2018 |
| Ubs Financial Services | New York | NY | 02/2019 | 09/2019 |
| Unemployed | New York | NY | 10/2018 | 01/2019 |
| Sanford Bernstein & Co., Llc | New York | NY | 03/2020 | Present |
| Surreytop, Llc | New York | NY | 10/2019 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-24 |
| S65 | Uniform Investment Adviser Law Examination | 2010-12-22 |
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