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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-12
NC RA APPROVED 2008-09-15
  • TX RA
    APPROVED_RES
    Since 2024-04-12
  • NC RA
    APPROVED
    Since 2008-09-15

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Raleigh NC 05/2008 Present
Bank Of America.NA Raleigh NC 12/2009 Present
  • 05/2008 → Present
    Merrill Lynch
    Raleigh, NC
  • 12/2009 → Present
    Bank Of America.NA
    Raleigh, NC
Other Businesses

I*35101For profit or not for profit: Non-Profit OrganizationName of outside business organization: American Cancer SocietyInvestment related: NAddress of business:raleigh, North Carolina 27615Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 10/1/2010Number of hours devoted: 100 hour(s) AnnuallyNumber of hours devoted during trading hours: 0 I*2934305, Entity Type: , Name of OBA: MLPF& S CUST FPO A P IRA FBO A P, Address: New York, New York, 10280-1521, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/01/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2934307, Entity Type: , Name of OBA: MLPF& S CUST FPO ANU P RRA FBO A P, Address: New York, New York, 10280-1521, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/01/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2938266, Entity Type: , Name of OBA: A P, Address: New York, New York, 10280-1521, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/01/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2947292, Entity Type: , Name of OBA: MLPF& S CUST FPO K P P RRA FBO K P P, Address: Raleigh, North Carolina, 27617-2224, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/01/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2947293, Entity Type: , Name of OBA: MLPF& S CUST FPO K P P IRRA FBO K P P, Address: Raleigh, North Carolina, 27617-5224, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/03/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2947294, Entity Type: , Name of OBA: K P P , Address: Raleigh, North Carolina, 27617-5224, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/03/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2947295, Entity Type: , Name of OBA: K P P, Address: Raleigh, North Carolina, 27617-5224, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/03/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2949266, Entity Type: , Name of OBA: MLPF& S CUST FPO K P P IRA FBO K P P, Address: Raleigh, North Carolina, 27617-5224, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/03/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*5176284, Entity Type, Name of OBA: K P P AND R D D JTWROS Address: Raleigh North Carolina 27617 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/01/2026 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties: I*5176282, Entity Type, Name of OBA: MLPF& S CUST FPO R D D RRA FBO R D D Address: Raleigh North Carolina 27617 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/01/2026 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties: I*5176283, Entity Type, Name of OBA: MLPF& S CUST FPO R D D IRA FBO R D D Address: Raleigh North Carolina 27617 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/01/2026 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties: I*5176285, Entity Type, Name of OBA: MLPF& S CUST FPO R D D IRA FBO R D D Address: Raleigh North Carolina 27617 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/01/2026 No Hours: 1 Yearly No Hours during trading: 1 Yearly Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-11
  • S66 Uniform Combined State Law Examination
    2008-09-11
Other Names
  • Prashant Bhaskerrai Pandya

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