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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-26 |
| NY | RA | APPROVED | 2022-09-20 |
| TX | RA | APPROVED | 2022-09-20 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
Montclair, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 10/2016 | 09/2022 |
| Jpmorgan Securities Llc | New York | NY | 10/2016 | 09/2022 |
| Raffles Capital | New York | NY | 09/2015 | 10/2016 |
| Rbc Capital Markets, Llc | New York | NY | 09/2022 | Present |
| City National Bank | New York | NY | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-16 |
| S66 | Uniform Combined State Law Examination | 2009-12-29 |
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