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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-12
  • TX RA
    APPROVED
    Since 2013-04-12

Branch Locations

1331 Gemini St Ste 202, Houston, TX 77085-2729 • United States

Friendswood, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 04/2013 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Previous Registrations
  • 2010-09-01 → 2013-04-19
    Fsc Securities Corporation
    Houston, TX
Other Businesses

Business Ownership; DDHRFH, LLC; Owner; Manage Ameriprise Business; 1331 Gemini Street, #202, Houston, TX, 77058; Investment-Related; 05/07/2025; 60 hours per month; 60 during trading hours. Outside Employment; DDHRFH, LLC; Owner; Manage advisory business; 1331 Gemini Street, #202, Houston, TX, 77058; Investment-Related; 05/07/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-15
  • S66 Uniform Combined State Law Examination
    2010-05-15
Designations
Other Names
  • David Delafield Hergert
  • David Delafield Hergert

View on SEC IAPD

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