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Ottis Henry Smith

Thrivent Investment Management Inc.

Prescott, AZ

Camp Verde, AZ

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-06-02
TX RA APPROVED_RES 2019-02-05
AZ RA APPROVED 2008-07-10
  • OK RA
    APPROVED
    Since 2022-06-02
  • TX RA
    APPROVED_RES
    Since 2019-02-05
  • AZ RA
    APPROVED
    Since 2008-07-10

Branch Locations

201 N Alarcon St, Prescott, AZ 86301 • United States

Camp Verde, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Prescott AZ 05/2008 Present
Thrivent Financial For Lutherans Appleton WI 05/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-24
  • S66 Uniform Combined State Law Examination
    2008-06-24

View on SEC IAPD

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