Mikel Dumonceaux

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 07/2021
  Waddell & Reed Inc
  Bloomington, MN
• 05/2015 → 07/2021
  Lori Tauring
  Bloomington, MN
• 07/2015 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  New Hope, MN
• 03/2010 → 07/2021
  Mikel Dumonceaux
  Bloomington, MN
• 09/2019 → 07/2021
  Blue Heron Professional Group, Llc
  Hopkins, MN
• 07/2021 → Present
  Lpl Financial Llc
  Bloomington, MN

Previous Registrations

• 2015-09-22 → 2021-07-21
  Waddell & Reed
  Savage, MN
  Bloomington, MN

Other Businesses

1) 10/06/2017 - Other-Notary Public / Mikel Dumonceaux / Investment Related / 0Hrs/Mo / Bloomington, MN 55435 2) 01/28/2025- The Haddorff Team- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/03/2025

Exams

• S66 Uniform Combined State Law Examination
  2015-09-18