Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2000-09-29 |
| CA | RA | APPROVED | 2000-09-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Napa | CA | 03/2000 | Present |
West Point / napa United States,California / No/ Mike Thompson congressman interveiw panel for prospective candidates for the service academies / No / Advisor or member of an advisory committee, if the advice given will or may influence an officer or board of a governmental entity / / interview panel for service academy candidates / Start Date 1/1/09 Appointed No / No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-27 |
Reach out to this advisor