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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-03
SC RA APPROVED 2023-10-16
  • TX RA
    APPROVED_RES
    Since 2025-01-03
  • SC RA
    APPROVED
    Since 2023-10-16

Branch Locations

2265 Clements Ferry Rd Ste 206, Charleston, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Mt Pleasant SC 08/2016 10/2023
Principal Securities Inc Mt Pleasant SC 07/2016 10/2023
Massmutual Life Insurance Co Charleston SC 10/2023 Present
Mml Investors Services Llc Charleston SC 10/2023 Present
  • 08/2016 → 10/2023
    Principal Life Insurance Company
    Mt Pleasant, SC
  • 07/2016 → 10/2023
    Mt Pleasant, SC
  • 10/2023 → Present
    Massmutual Life Insurance Co
    Charleston, SC
  • 10/2023 → Present
    Charleston, SC
Previous Registrations
  • 2016-09-01 → 2023-10-13
    Mt Pleasant, SC
  • 2016-01-11 → 2016-08-23
    Osaic Fs, Inc.
    Murrells Inlet, SC
Other Businesses

NAME: BRIAN ANDERSON INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 2/15/2016 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-03
  • S66 Uniform Combined State Law Examination
    2015-09-03
Designations
Other Names
  • Brian Anderson

View on SEC IAPD

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