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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-27 |
| AL | RA | APPROVED | 2012-12-11 |
Branch Locations
Rsa Battle House Tower 11 North Water St., Suite 16290, Mobile, AL 36602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Mobile | AL | 03/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2016 | Present |
Timber cutting; Investment related: Yes; Timber cutting; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2019; During business hours: 0; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-02 |
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