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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-14 |
| CO | RA | APPROVED | 2024-11-06 |
| ID | RA | APPROVED | 2023-11-01 |
| MS | RA | APPROVED | 2023-01-18 |
| MO | RA | APPROVED | 2022-09-19 |
| CA | RA | APPROVED | 2022-03-01 |
| OR | RA | APPROVED | 2022-03-01 |
| OK | RA | APPROVED | 2021-11-29 |
| LA | RA | APPROVED | 2021-06-22 |
| NY | RA | APPROVED | 2021-05-18 |
| AR | RA | APPROVED | 2021-05-12 |
| GA | RA | APPROVED | 2014-10-14 |
| WA | RA | APPROVED | 2014-04-16 |
| TX | RA | APPROVED | 2008-07-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 05/2008 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-03 |
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