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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 05/2008 | Present |
| Morgan Stanley | Sandy | UT | 03/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
1. D2D2 LLC 2. NON-INVESTMENT-RELATED 3. 8483 SOUTH 1275, EAST SANDY, UT 84094 4. Real Estate, Buy and rent houses out 5. Officer 6. STARTED May 2015 7. 40 HOURS PER MONTH 8. 0 HOURS DURING SECURITIES TRADING HOURS 9. I started out buying a house and rent it out in 2015. 2.*456455- DTF Real Estate LLC; Investment related-Yes; Salt Lake, Utah; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2021; During business hours: 0; After business hours: 10 3.* 444916 - Agent/Personal Representative; Investment related -Yes; Kaysville, Utah; Agent/Personal Representative; 04/2021; During business hours: 0; After business hours: 3;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-05 |
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