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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| C-A-L Ranch Stores | South West Jordan | UT | 11/2014 | 12/2018 |
| E*Trade Securities Llc | Sandy | UT | 02/2014 | 05/2018 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2014 | 05/2018 |
| E*Trade Securities Llc | Sandy | UT | 05/2018 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 05/2018 | Present |
| Morgan Stanley | Sandy | UT | 03/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
*663695 - utah department of health and human services; Investment related: No; salt lake city, Utah; Hospital/Healthcare; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 25; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-01 |
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