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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
NJ RA APPROVED 2016-08-15
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • NJ RA
    APPROVED
    Since 2016-08-15

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 08/2016 Present
Bank Of America, N.A. Red Bank NJ 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2016-08-25
    Old Bridge, NJ
    Lakewood, NJ
    Lakewood, NJ
  • 2010-11-18 → 2012-10-01
    Chase Investment Services Corp.
    Colts Neck, NJ
    Hazlet, NJ
    Old Bridge, NJ
    Hazlet, NJ
    Old Bridge, NJ
    Old Bridge, NJ
Other Businesses

I*110364For profit or not for profit: For-Profit Organization Name of outside business organization: GGM Millville, Inc DBA 1000 Degrees Pizzeria Investment related: N0 Address of business: Millville, New Jersey 08332Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 11/29/2017Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: Upon approval I will be establishing a S Corp to purchase a restaurant as an investment. I will have a full time manager as well as a assistant manager running the day to day. My responsibility will be managing the finances of the business. I*127209For profit or not for profit: For-Profit Organization Name of outside business organization: GGM Vacations 1050, LLC Investment related: No Address of business: Kissimmee, Florida 34746Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 10/8/2019Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: This is an LLC set up to own a vacation home/rental property I*576280For profit or not for profit: Entity For Profit Name of outside business organization: GGMN Ventures, LLCInvestment related: NAddress of business: Howell, New Jersey, 07731Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 11/3/2021Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: , No I*584238For profit or not for profit: Entity For Profit Name of outside business organization: LEASH LOCK LLC Investment related: NAddress of business: New Smyrna Beach, Florida, 32169Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 11/10/2021Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: , The purpose of this entity is to sell dog accessories, such as dog leashes. I will have no day to day responsibilities with this entity. I*585231For profit or not for profit: Entity For Profit Name of outside business organization: EZI LLC Investment related: No Address of business: Lake Mary, Florida, 32746Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 11/10/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , The purpose of this entity is to sell eye wear accessories. I will have no day to day responsibilities. I* 2127267, Entity Type, Entity For ProfitName of OBA: Vyzer, IncAddress: Middletown, Delaware, 19709, United StatesInvestment Related: NoPosition, Title, Association: Employee: OwnerEmployee Start Date: 01/01/2025.No Hours: 1 hr/monthNo Hours during trading: 0Duties: Purpose of the entity is to provide a AI-powered financial operating system. My role will be an investor and light advisory input I*: 2145257Entity Type: For ProfitName of OBA: Health Rocket Ventures, LLCAddress: Haverstraw, NY 10927Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 01/02/2025Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties: A subscription business with a mission to promote fitness activities and eating well. Investor and light advisory I*5192269, Entity For Profit, Name of OBA: TBD(The entity will be established prior to the closing), Address: Allentown , New Jersey, 08501, Investment Related: N, Position: ["General Partner/Managing Member"], Employee Start Date: 08/17/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I will be the owner. The day to day operation will be done by the local operator/management company. This is an EV charger that is being purchased that will be placed in a EV charging station in California, where I will be the sole owner and will be placed into an LLC prior to closing.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-16
S63 Uniform Securities Agent State Law Examination 2008-06-02
  • S65 Uniform Investment Adviser Law Examination
    2010-11-16
  • S63 Uniform Securities Agent State Law Examination
    2008-06-02

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