Grant P Hickman

Principal Securities, Inc.

Claim This Profile

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2011-07-21

IA RA
APPROVED

Since 2011-07-21

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor, Inc.	Des Moines	IA	07/2011	Present
Princor Financial Services Corporation	Des Moines	IA	07/2011	Present

07/2011 → Present

Principal Funds Distributor, Inc.

Des Moines, IA
07/2011 → Present

Princor Financial Services Corporation

Des Moines, IA

Previous Registrations

2008-07-25 → 2011-07-12

Edward Jones

St Louis, MO

West Des Moines, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-24

S66 Uniform Combined State Law Examination

2008-07-24

View on SEC IAPD

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EDWARD JONES · DES MOINES, IA

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