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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-10-20
  • WI RA
    APPROVED
    Since 2025-10-20

Branch Locations

18000 West Sarah Lane Suite 180, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Co., Inc. Brookfield WI 08/2023 Present
Edward D Jones And Co Waukesha WI 05/2008 08/2023
  • 08/2023 → Present
    Stifel, Nicolaus & Co., Inc.
    Brookfield, WI
  • 05/2008 → 08/2023
    Edward D Jones And Co
    Waukesha, WI
Other Businesses

1. Pruvit Ventures Inc; 901 Sam Rayburn Hwy Melissa TX 75454; dietary supplements; promoter; direct sales; 11/01/2019; 2 hrs/month; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-20
  • S66 Uniform Combined State Law Examination
    2025-10-20
Other Names
  • Gennell Elizabeth Marx

View on SEC IAPD

Other Firms

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