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Employer firm

Ameraudi Asset Management, Inc. CRD 119854

$2.10B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Ameraudi Asset Management, Inc.

19 East 54Th Street, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-24
TX RA APPROVED 2019-05-30
FL RA APPROVED 2019-01-31
  • NY RA
    APPROVED
    Since 2021-08-24
  • TX RA
    APPROVED
    Since 2019-05-30
  • FL RA
    APPROVED
    Since 2019-01-31

Branch Locations

19 East 54Th Street, New York, NY 10022 • United States

Forest Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc./Interaudi Bank New York NY 04/2010 11/2018
Raymond James Financial Services Advisors Inc. New York NY 10/2012 11/2018
Bolton Global Capital/Interaudi Bank Bolton MA 11/2018 10/2021
Ameraudi Asset Management Inc New York NY 11/2018 Present
Ameraudi Investment Services Llc New York NY 06/2023 Present
  • 04/2010 → 11/2018
    Raymond James Financial Services, Inc./Interaudi Bank
    New York, NY
  • 10/2012 → 11/2018
    Raymond James Financial Services Advisors Inc.
    New York, NY
  • 11/2018 → 10/2021
    Bolton Global Capital/Interaudi Bank
    Bolton, MA
  • 11/2018 → Present
    New York, NY
  • 06/2023 → Present
    Ameraudi Investment Services Llc
    New York, NY
Other Businesses

Ameraudi Asset Management, Inc.; Investment Related: Yes; 19 E. 54th Street New York, NY 10022; Investment Advisor; Position: Investment Advisor Representative; Start: 11/2018; Hours: 30 hrs/week; Securites Trading Hours: 27hrs/week; Advise clients regarding investments; Ameraudi Investment Services LLC, Investment Related: Yes; 19 E. 54th Street New York, NY 10022; Broker-Dealer; Position: Chief Compliance Officer; Start: 06/2023; Hours: 10hrs/week; Securities Trading Hours: 5hrs/week; Supervision of Broker-Dealer Activites

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-25
S63 Uniform Securities Agent State Law Examination 2011-03-20
  • S65 Uniform Investment Adviser Law Examination
    2019-01-25
  • S63 Uniform Securities Agent State Law Examination
    2011-03-20

View on SEC IAPD

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