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Paul Way Yeh

Axos Invest, Inc

Las Vegas, NV

San Diego, CA

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Current Employers
Axos Invest, Inc

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-11
  • CA RA
    APPROVED
    Since 2025-12-11

Branch Locations

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

4350 La Jolla Village Dr, Ste 140, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 05/2008 03/2017
Cetera Advisors Networks Llc El Segundo CA 04/2017 04/2020
First Allied Securities, Inc. San Deigo CA 04/2017 04/2020
Cetera Investment Services Llc St Cloud MN 04/2017 04/2020
Axos Clearing Llc San Diego CA 06/2024 Present
Advyzon San Diego CA 03/2021 12/2023
Axos Bank San Diego CA 05/2024 Present
Caring For Family Member San Diego CA 04/2020 03/2021
Continuing Education San Diego CA 01/2024 05/2024
  • 05/2008 → 03/2017
    Lpl Financial
    San Diego, CA
  • 04/2017 → 04/2020
    Cetera Advisors Networks Llc
    El Segundo, CA
  • 04/2017 → 04/2020
    First Allied Securities, Inc.
    San Deigo, CA
  • 04/2017 → 04/2020
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2024 → Present
    Axos Clearing Llc
    San Diego, CA
  • 03/2021 → 12/2023
    Advyzon
    San Diego, CA
  • 05/2024 → Present
    Axos Bank
    San Diego, CA
  • 04/2020 → 03/2021
    Caring For Family Member
    San Diego, CA
  • 01/2024 → 05/2024
    Continuing Education
    San Diego, CA
Previous Registrations
  • 2017-04-28 → 2020-04-21
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 2013-08-15 → 2017-04-26
    Lpl Financial Llc
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-08
S66 Uniform Combined State Law Examination 2024-10-21
  • S65 Uniform Investment Adviser Law Examination
    2025-12-08
  • S66 Uniform Combined State Law Examination
    2024-10-21
Other Names
  • Way Paul Yeh
  • Way Yeh
  • Paul Yeh
  • Paul Way Yeh

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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