Paul Way Yeh

Employer firm

Axos Invest, Inc CRD 150953

$151M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 03/2017
  Lpl Financial
  San Diego, CA
• 04/2017 → 04/2020
  Cetera Advisors Networks Llc
  El Segundo, CA
• 04/2017 → 04/2020
  First Allied Securities, Inc.
  San Deigo, CA
• 04/2017 → 04/2020
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2024 → Present
  Axos Clearing Llc
  San Diego, CA
• 03/2021 → 12/2023
  Advyzon
  San Diego, CA
• 05/2024 → Present
  Axos Bank
  San Diego, CA
• 04/2020 → 03/2021
  Caring For Family Member
  San Diego, CA
• 01/2024 → 05/2024
  Continuing Education
  San Diego, CA

Previous Registrations

• 2017-04-28 → 2020-04-21
  Cetera Wealth Services, Llc
  El Segundo, CA
• 2013-08-15 → 2017-04-26
  Lpl Financial Llc
  San Diego, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-08
• S66 Uniform Combined State Law Examination
  2024-10-21

Other Names

• Way Paul Yeh
• Way Yeh
• Paul Yeh
• Paul Way Yeh