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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-01-21 |
| TX | RA | APPROVED | 2009-06-02 |
| MS | RA | APPROVED | 2008-10-29 |
Branch Locations
2020 Country Club Rd, Lake Charles, LA 70605 • United States
Lake Charles, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Lake Charles | LA | 05/2008 | Present |
| Bank Of America, N.A. | Lake Charles | LA | 07/2011 | Present |
I*22696 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOWELA TECHNICAL COMMUNITY COLLEGE FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3820 SEN J BENNETT JOHNSTON AVE 800 KIRBY STREET, LAKE CHARLES LA 70601 LAKE CHARLES, LOUISIANA 70615 NATURE OF BUSINESS: OTHER,SERVE ON THE BOARD FOR MARKETING OF COLLEGE POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2008 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER TO BROADEN AWARENESS OF SOWELA TECHNICAL COMMUNITY COLLEGE AND RAISE FUNDS FOR SCHOLARSHIPS, COLLEGE AND FACULTY ENHANCEMENTS I*22694 For profit or not for profit: For-Profit Organization Name of outside business organization: Greater Lake Charles Rotarty Club Investment related: N Address of business: Evanston, IL 60201, Lake Charles, Louisiana 70602 Nature of business: Other,Civic club Position, title, association: Participant, Start date of relationship: 7/1/2010 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Member World wide organization that provide service to others, to promote high ethical standards, and to advance world understanding, goodwill and peace through its fellowship of business, professional and community leaders
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-27 |
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