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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-01-21
TX RA APPROVED 2009-06-02
MS RA APPROVED 2008-10-29
  • LA RA
    APPROVED
    Since 2015-01-21
  • TX RA
    APPROVED
    Since 2009-06-02
  • MS RA
    APPROVED
    Since 2008-10-29

Branch Locations

2020 Country Club Rd, Lake Charles, LA 70605 • United States

Lake Charles, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Lake Charles LA 05/2008 Present
Bank Of America, N.A. Lake Charles LA 07/2011 Present
  • 05/2008 → Present
    Merrill Lynch
    Lake Charles, LA
  • 07/2011 → Present
    Bank Of America, N.A.
    Lake Charles, LA
Other Businesses

I*22696 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOWELA TECHNICAL COMMUNITY COLLEGE FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3820 SEN J BENNETT JOHNSTON AVE 800 KIRBY STREET, LAKE CHARLES LA 70601 LAKE CHARLES, LOUISIANA 70615 NATURE OF BUSINESS: OTHER,SERVE ON THE BOARD FOR MARKETING OF COLLEGE POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/1/2008 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER TO BROADEN AWARENESS OF SOWELA TECHNICAL COMMUNITY COLLEGE AND RAISE FUNDS FOR SCHOLARSHIPS, COLLEGE AND FACULTY ENHANCEMENTS I*22694 For profit or not for profit: For-Profit Organization Name of outside business organization: Greater Lake Charles Rotarty Club Investment related: N Address of business: Evanston, IL 60201, Lake Charles, Louisiana 70602 Nature of business: Other,Civic club Position, title, association: Participant, Start date of relationship: 7/1/2010 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Member World wide organization that provide service to others, to promote high ethical standards, and to advance world understanding, goodwill and peace through its fellowship of business, professional and community leaders

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-27
  • S66 Uniform Combined State Law Examination
    2008-10-27
Other Names
  • Patricia Anne Reeves
  • Patricia Anne Fontenot

View on SEC IAPD

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