Constance Bergkessel

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2022-06-14

SC RA
APPROVED

Since 2022-06-14

Branch Locations

174 Meeting Street Ste 400, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Sharon	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Sharon	PA	11/2016	04/2021
Raymond James And Associates, Inc.	Mount Pleasant	SC	06/2021	06/2022
Stifel, Nicolaus & Company, Incorporated	Charleston	SC	06/2022	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Sharon, PA
11/2016 → 04/2021

Wells Fargo Clearing Services, Llc

Sharon, PA
06/2021 → 06/2022

Raymond James And Associates, Inc.

Mount Pleasant, SC
06/2022 → Present

Stifel, Nicolaus & Company, Incorporated

Charleston, SC

Previous Registrations

2021-06-29 → 2022-06-14

Raymond James & Associates, Inc.

Mt. Pleasant, SC
2008-11-12 → 2021-06-14

Wells Fargo Clearing Services, Llc

Hermitage, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-29

S66 Uniform Combined State Law Examination

2008-09-29

Other Names

Constance M Bergkessel

View on SEC IAPD

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