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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-08 |
Branch Locations
1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 03/2014 | 11/2019 |
| Minnesota Life Insurance Co | St Paul | MN | 03/2014 | 11/2019 |
| Commonwealth Financial Group | Daniel Island | SC | 03/2014 | 11/2019 |
| Securian Financial Services | St. Paul | MN | 11/2019 | 12/2022 |
| Commonwealth Financial Group | Daniel Island | SC | 11/2019 | 12/2022 |
| Fortress Financial Partners | Raleigh | NC | 01/2023 | 10/2024 |
| Kyle Parker | Raleigh | NC | 11/2024 | Present |
| Samuel Brewer | Raleigh | NC | 11/2024 | Present |
| John Mitchell | Raleigh | NC | 11/2024 | Present |
| Northwestern Mutual Investment Services, Llc | Raleigh | NC | 12/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2025 | Present |
1. FINANCE CHAIR, SPRINGDALE AREA RECREATION CLUB, 9001 LEESVILLE RD, RALEIGH, , NORTH CAROLINA, 27613, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/09/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRODUCING MONTHLY FINANCIAL REPORTS. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-08-11 |
| S65 | Uniform Investment Adviser Law Examination | 2008-06-21 |
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