Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-08
  • NC RA
    APPROVED
    Since 2025-01-08

Branch Locations

1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 03/2014 11/2019
Minnesota Life Insurance Co St Paul MN 03/2014 11/2019
Commonwealth Financial Group Daniel Island SC 03/2014 11/2019
Securian Financial Services St. Paul MN 11/2019 12/2022
Commonwealth Financial Group Daniel Island SC 11/2019 12/2022
Fortress Financial Partners Raleigh NC 01/2023 10/2024
Kyle Parker Raleigh NC 11/2024 Present
Samuel Brewer Raleigh NC 11/2024 Present
John Mitchell Raleigh NC 11/2024 Present
Northwestern Mutual Investment Services, Llc Raleigh NC 12/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2025 Present
  • 03/2014 → 11/2019
    Securian Financial Services Inc
    St Paul, MN
  • 03/2014 → 11/2019
    Minnesota Life Insurance Co
    St Paul, MN
  • 03/2014 → 11/2019
    Commonwealth Financial Group
    Daniel Island, SC
  • 11/2019 → 12/2022
    Securian Financial Services
    St. Paul, MN
  • 11/2019 → 12/2022
    Commonwealth Financial Group
    Daniel Island, SC
  • 01/2023 → 10/2024
    Fortress Financial Partners
    Raleigh, NC
  • 11/2024 → Present
    Kyle Parker
    Raleigh, NC
  • 11/2024 → Present
    Samuel Brewer
    Raleigh, NC
  • 11/2024 → Present
    John Mitchell
    Raleigh, NC
  • 12/2024 → Present
    Raleigh, NC
  • 04/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2023-01-11 → 2024-11-01
    Raleigh, NC
    Raleigh, NC
  • 2014-03-21 → 2023-01-05
    Securian Financial Services, Inc.
    Daniel Island, SC
    Winston Salem, NC
    Daniel Island, SC
    Raleigh, NC
    Raleigh, NC
  • 2008-06-23 → 2014-02-27
    Raleigh, NC
Other Businesses

1. FINANCE CHAIR, SPRINGDALE AREA RECREATION CLUB, 9001 LEESVILLE RD, RALEIGH, , NORTH CAROLINA, 27613, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/09/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRODUCING MONTHLY FINANCIAL REPORTS. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-08-11
S65 Uniform Investment Adviser Law Examination 2008-06-21
  • S63 Uniform Securities Agent State Law Examination
    2008-08-11
  • S65 Uniform Investment Adviser Law Examination
    2008-06-21
Other Names
  • Amanda Michelle Rosplock
  • Amanda Michelle Rosplock
  • Amanda Michelle Campbell
  • Amanda Michelle Rosplock

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor