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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-06 |
| FL | RA | APPROVED | 2023-04-05 |
| NY | RA | APPROVED | 2023-04-04 |
Branch Locations
520 White Plains Rd Ste 500 - 5023, Tarrytown, NY 10591 • United States
Fort Wayne, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wilmington | DE | 04/2014 | 08/2017 |
| Ameriprise Financial Services Inc. | Melville | NY | 09/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Tarrytown | NY | 03/2020 | Present |
Business Ownership; Reliant Ops; owner/operator; Consulting; 5323 Wapiti Dr, , Fort Wayne, IN, 46804; Investment-Related; 07/20/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-21 |
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