Kirsten Carol Roybal

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-11
CA	RA	APPROVED	2020-06-26

TX RA
APPROVED

Since 2022-02-11
CA RA
APPROVED

Since 2020-06-26

Branch Locations

11545 W. Bernardo Ct. Ste 301, San Diego, CA 92127 • United States

Temecula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Union Banc Investment Services	Temecula	CA	07/2010	06/2020
Lpl Financial Llc	San Diego	CA	06/2020	Present

07/2010 → 06/2020

Union Banc Investment Services

Temecula, CA
06/2020 → Present

Lpl Financial Llc

San Diego, CA

Previous Registrations

2008-12-25 → 2020-07-08

U.S. Bancorp Advisors, Llc

Fallbrook, CA

Hemet, CA

Menifee, CA

Temecula, CA

Temecula, CA

Vista, CA

Ramona, CA

San Marcos, CA

Carlsbad, CA

Other Businesses

1. 1/12/2021 - Roybal Wealth Management - Investment Related - At Reported Business Location(s) - Roybal Wealth Management - Started 12/23/2020 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-24

S66 Uniform Combined State Law Examination

2008-12-24

Other Names

Kirsten Carol Holloway
Kirsten Carol Caddell
Kirsten Carol Johansen

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews