Best Investors Account Sign in
Inactive

Sean Thomas Cooney

Cooney Financial Advisors Inc

Marlton, NJ

Saratoga Springs, NY

Claim This Profile
Current Employers
Cooney Financial Advisors Inc

1 Eves Drive Suite 111, Marlton, NJ 08053-3129 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-24
NJ RA APPROVED 2014-10-28
PA RA APPROVED 2014-10-10
  • NY RA
    APPROVED
    Since 2021-08-24
  • NJ RA
    APPROVED
    Since 2014-10-28
  • PA RA
    APPROVED
    Since 2014-10-10

Branch Locations

1 Eves Drive Suite 111, Marlton, NJ 08053-3129 • United States

63 Putnam St , Suite 202, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cooney Financial Advisors, Inc Marlton NJ 04/2008 Present
Rosenberg, Smith, Cooney & Migliore Pc Marlton NJ 01/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-10
  • S65 Uniform Investment Adviser Law Examination
    2014-10-10
Designations

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC
LINCOLN INVESTMENT
WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.
MORGAN STANLEY
CHARLES SCHWAB & CO., INC.
M FINANCIAL PLANNING SERVICES, INC
LPL FINANCIAL LLC

Other Investors

ALLISON TAYLOR CASEY
Douglass F Ergood, Jr
PAUL D WAMPLER
John Thomas Franchi
TREVOR CHARLES WAMPLER
DOUGLASS F ERGOOD
Frank Charles Midili
Jason McEvoy

Other Offices

JANNEY MONTGOMERY SCOTT LLC · MARLTON, NJ
LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
CHARLES SCHWAB & CO., INC. · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ

More in Marlton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor