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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-01
TN RA APPROVED 2022-07-08
  • TX RA
    APPROVED
    Since 2023-02-01
  • TN RA
    APPROVED
    Since 2022-07-08

Branch Locations

6815 Poplar Avenue Suite 210, Germantown, TN 38138 • United States

Olive Branch, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Memphis TN 02/2010 11/2016
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 07/2022
Rbc Capital Markets, Llc Memphis TN 07/2022 Present
Previous Registrations
Other Businesses

(1)RODAN AND FIELDS, NOT INV RELATED, SAN FRANCISCO, CA, INDEPENDENT CONSULTANT, START 6/23/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, SKIN CARE PRODUCT SALES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-08-30
  • S63 Uniform Securities Agent State Law Examination
    2011-08-30
Other Names
  • Jessica Morgan Neal

View on SEC IAPD

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