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Randall Wayne Nutter

LPl Financial LLC

Harrisonburg, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-01-02
  • VA RA
    APPROVED
    Since 2024-01-02

Branch Locations

370 Neff Ave Unit P Ste 8, Harrisonburg, VA 22801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Harrisonburg VA 11/2015 11/2016
Wells Fargo Clearing Services, Llc Harrisonburg VA 11/2016 12/2023
Lpl Financial Harrisonburg VA 12/2023 Present
  • 11/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Harrisonburg, VA
  • 11/2016 → 12/2023
    Harrisonburg, VA
  • 12/2023 → Present
    Lpl Financial
    Harrisonburg, VA
Previous Registrations
  • 2015-11-18 → 2023-12-22
    Roanoke, VA
    Harrisonburg, VA
    Harrisonburg, VA
    Roanoke, VA
    Harrisonburg, VA
    Roanoke, VA
    Harrisonburg, VA
  • 2009-09-16 → 2015-11-19
    Harrisonburg, VA
    Harrisonburg, VA
  • 2003-04-21 → 2009-09-16
    Banc Of America Investment Services, Inc.
    Harrisonburg, VA
    Harrisonburg, VA
  • 2001-11-05 → 2003-04-22
    Raymond James Financial Services, Inc.
    Harrisonburg, VA
Other Businesses

1)12/04/2023 - Nutter Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 - 80 Hr/Mth 2)12/04/2023 - Valley Pike Properties - Real Estate Rental - Harrisonburg, VA - Inv Rel - Start: 11/2010 - 10 Hr/Mth 3)12/04/2023 - WILBURN LLC - Family Investments-not held out to the public - Non-Inv Rel - Harrisonburg, VA - Start: 11/2000 4) 03/14/2025 - Sherwin Williams - Outside/W-2 Employment - Non Inv Rel - Harrisonburg, VA 22801 - Start Date : 02/04/2025 20 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-06
  • S66 Uniform Combined State Law Examination
    2000-06-06

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