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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-21
IL RA APPROVED 2017-07-06
  • TX RA
    APPROVED
    Since 2017-09-21
  • IL RA
    APPROVED
    Since 2017-07-06

Branch Locations

513 Central Avenue, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Highland Park IL 05/2008 Present
J.P. Morgan Securities Llc Highland Park IL 04/2015 Present
  • 05/2008 → Present
    Jpmorgan Chase Bank, N.A.
    Highland Park, IL
  • 04/2015 → Present
    Highland Park, IL
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 8/1/2014 ADDRESS: 4970 CHICAGO IL DETAILS: Rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-26
S63 Uniform Securities Agent State Law Examination 2008-06-10
  • S66 Uniform Combined State Law Examination
    2017-06-26
  • S63 Uniform Securities Agent State Law Examination
    2008-06-10
Other Names
  • Ryan Roth
  • Ryan R Roth
  • Ryan R. Roth
  • Ryan Robert Roth

View on SEC IAPD

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