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4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-12 |
| FL | RA | APPROVED | 2012-08-22 |
Branch Locations
4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baron Silver Stevens | Boca Raton | FL | 05/2011 | Present |
| Osaic Wealth, Inc. | Boca Raton | FL | 07/2011 | Present |
1. BARON SILVER STEVENS FINANCIAL ADVISORS LLC POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/23/2011 ADDRESS: 4800 N Federal Highway, Suite 210A, Boca Raton FL 33431, United States DESCRIPTION: Assist clients 2. BARON SILVER STEVENS FINANCIAL ADVISORS LLC POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/23/2011 ADDRESS: 4800 N Federal Highway, Suite 210A, Boca Raton FL 33431, United States DESCRIPTION: Registered Investment Advisor Assist clientsW-2 Employee of Baron Silver Stevens 3. BARON SILVER STEVENS FINANCIAL ADVISORS POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/23/2011 ADDRESS: 4800 N Federal Hwy, Suite 210A, Boca Raton FL 33431, United States DESCRIPTION: Life Insurance / Fixed Annuities, w-2 employee, Assist with clients 4. FLORIDA ATLANTIC UNIVERSITY POSITION: Adjunct Professor NATURE: University Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 9 START DATE: 06/01/2024 ADDRESS: 777 Glades Road, Boca Raton FL 33431, United States DESCRIPTION: Paid Adjunct Professor Teach financial and estate planning course
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-13 |
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