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Current Employers
Baron Silver Stevens Financial Advisors, Llc

4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-12
FL RA APPROVED 2012-08-22
  • TX RA
    APPROVED_RES
    Since 2023-10-12
  • FL RA
    APPROVED
    Since 2012-08-22

Branch Locations

4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baron Silver Stevens Boca Raton FL 05/2011 Present
Osaic Wealth, Inc. Boca Raton FL 07/2011 Present
  • 05/2011 → Present
    Baron Silver Stevens
    Boca Raton, FL
  • 07/2011 → Present
    Osaic Wealth, Inc.
    Boca Raton, FL
Previous Registrations
  • 2010-01-20 → 2010-12-22
    Firstmerit Advisors, Inc.
    Akron, OH
Other Businesses

1. BARON SILVER STEVENS FINANCIAL ADVISORS LLC POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/23/2011 ADDRESS: 4800 N Federal Highway, Suite 210A, Boca Raton FL 33431, United States DESCRIPTION: Assist clients 2. BARON SILVER STEVENS FINANCIAL ADVISORS LLC POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/23/2011 ADDRESS: 4800 N Federal Highway, Suite 210A, Boca Raton FL 33431, United States DESCRIPTION: Registered Investment Advisor Assist clientsW-2 Employee of Baron Silver Stevens 3. BARON SILVER STEVENS FINANCIAL ADVISORS POSITION: Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/23/2011 ADDRESS: 4800 N Federal Hwy, Suite 210A, Boca Raton FL 33431, United States DESCRIPTION: Life Insurance / Fixed Annuities, w-2 employee, Assist with clients 4. FLORIDA ATLANTIC UNIVERSITY POSITION: Adjunct Professor NATURE: University Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 9 START DATE: 06/01/2024 ADDRESS: 777 Glades Road, Boca Raton FL 33431, United States DESCRIPTION: Paid Adjunct Professor Teach financial and estate planning course

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-13
  • S66 Uniform Combined State Law Examination
    2012-07-13
Other Names
  • Kris Moody

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