Ernest Ceccato

Current Employers

Employment History

• 09/2015 → Present
  Lpl Financial Llc
  Hickory, NC
• 09/2015 → Present
  Founders Financial Alliance, Llc
  Chapel Hill, NC

Previous Registrations

• 2013-05-20 → 2015-09-29
  Wells Fargo Clearing Services, Llc
  Valdese, NC
  Greenville, SC
  Hickory, NC
  Newland, NC
  Hickory, NC
  Weaverville, NC
  Marshall, NC
• 2008-08-08 → 2013-05-22
  Edward Jones
  Hickory, NC
  St Louis, MO
  Hickory, NC
  Hickory, NC

Other Businesses

1. 9/25/2015: Ceccato Wealth Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 9/25/2015 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 25%. 2. 10/12/2015: Founders Financial Alliance LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 9/25/2015 - 120 Hours Per Month/4.5 Hours During Securities Trading - Time Spent 75%. 3. 3/30/2016: Founders Financial Alliance, LLC - DBA: (Hybrid) Ceccato Wealth Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/13/2015 - 120 Hours Per Month/45 Hours During Securities Trading. 4. 4/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 04/05/2018 - 5 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-07-17

Other Names

• Ceccato Ernest
• Ernest Ceccato
• Ceccato Ernest
• Ernest Ceccato
• Ernest John Ceccato