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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-30
TX RA APPROVED_RES 2021-07-30
  • MN RA
    APPROVED
    Since 2021-07-30
  • TX RA
    APPROVED_RES
    Since 2021-07-30

Branch Locations

1905 Wayzata Blvd Ste 155, Wayzata, MN 55391 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Woodbury MN 05/2008 07/2021
Raymond James Financial Services, Inc. Wayzata MN 07/2021 Present
Raymond James Financial Services Advisors, Inc. Wayzata MN 07/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: BKEM Consulting Address: 1905 E. Wayzata Blvd, Wayzata, MN, 55391, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This company is for the purpose of managing my Financial Advisory practice through a business entity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-06-04
  • S63 Uniform Securities Agent State Law Examination
    2008-06-04

View on SEC IAPD

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