Alissa Dawn Smidt

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-03-27
CO	RA	APPROVED	2005-03-30

TX RA
APPROVED_RES

Since 2009-03-27
CO RA
APPROVED

Since 2005-03-30

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boulder	CO	09/1999	Present

09/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boulder, CO

Other Businesses

I*2350274, Entity Type: , Name of OBA: A B S, Address: San Marcos, California, 92069, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 11-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-29

S66 Uniform Combined State Law Examination

2005-03-29

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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