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Richard A De Luca

Morgan Stanley

Fort Lauderdale, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-29
TX RA APPROVED_RES 2019-04-22
  • FL RA
    APPROVED
    Since 2019-04-29
  • TX RA
    APPROVED_RES
    Since 2019-04-22

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Aventura FL 05/2008 04/2019
Bank Of America, Na Aventura FL 09/2009 04/2019
Morgan Stanley Fort Lauderdale FL 04/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 05/2019 Present
  • 05/2008 → 04/2019
    Merrill Lynch
    Aventura, FL
  • 09/2009 → 04/2019
    Bank Of America, Na
    Aventura, FL
  • 04/2019 → Present
    Morgan Stanley
    Fort Lauderdale, FL
  • 05/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-24
  • S66 Uniform Combined State Law Examination
    2008-09-24
Other Names
  • Richard A Deluca

View on SEC IAPD

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